前提知識:Specの構造層、affine schemeの反変同値、schemeの貼り合わせ、fiber積とbase change
affine line $Y=\operatorname{Spec}k[x]$ のoriginを考えます。ideals
$$
(x),\qquad(x^2),\qquad(x^3)
$$
はすべて同じclosed subset $\{(x)\}$ を定めます。しかしquotient rings
$$
k[x]/(x),
\qquad
k[x]/(x^2),
\qquad
k[x]/(x^3)
$$
は異なります。first is a reduced point、second and third retain first- and second-order infinitesimal thickness. Algebraic geometryでは、どのpointsを残すかだけでなく、どのfunctionsをzeroと宣言するかまで含めてsubobjectを指定しなければなりません。
open subsetにもcanonical scheme structureがあります。$D(f)\subseteq\operatorname{Spec}A$ なら
$$
D(f)\cong\operatorname{Spec}A_f.
$$
closed subsetではidealによるquotient、open subsetではlocalizationが対応します。この章では両者をmorphismsとして定式化し、その組合せでlocally closed subschemesを作ります。
scheme $Y$ のopen subset $U\subseteq Y$ にはrestricted sheaf
$$
\mathcal O_U:=\mathcal O_Y|_U
$$
を載せます。各 $u\in U$ でstalks are unchanged:
$$
\mathcal O_{U,u}\cong\mathcal O_{Y,u}.
$$
従って $(U,\mathcal O_U)$ はschemeです。
scheme morphism $j:X\to Y$ がopen immersion|open immersionであるとは、あるopen subset $U\subseteq Y$ が存在し、$j$ がisomorphism $X\xrightarrow\sim U$ とinclusion $U\hookrightarrow Y$ のcompositeになることをいう。
open immersionは「open subsetへの包含をcoordinatesに依らず言ったもの」です。通常 $X$ をimage $U$ とidentifyして $X\subseteq Y$ と書きます。
ring $A$ and $f\in A$ に対しlocalization map $A\to A_f$ が誘導するmorphism
$$
\operatorname{Spec}A_f\longrightarrow\operatorname{Spec}A
$$
は $D(f)$ へのopen immersionである。
localizationのprime correspondenceにより $\operatorname{Spec}A_f$ のpointsはprimes $\mathfrak p\subset A$ with $f\notin\mathfrak p$、すなわち $D(f)$ のpointsとbijectionします。principal opens $D_{A_f}(a/f^n)$ は $D_A(a)\cap D_A(f)$ に対応するためhomeomorphismです。
structure sheavesについて、corresponding point $\mathfrak p$ at stalk levelでは
$$
(A_f)_{\mathfrak pA_f}\cong A_{\mathfrak p}.
$$
mapはlocal fractionsを同じfractionへ送ります。sheaf morphismがall stalksでisomorphismならsheaf isomorphismなので、$\operatorname{Spec}A_f$ is isomorphic to the restricted scheme on $D(f)$。□
一般のopen subsetはprincipal opensでcoverされるため、open subschemeはlocalizationsをglueしたものです。この基本例をprincipal open immersion|principal open immersionと呼びます。
ideal $I\subseteq A$ に対するquotient map
$$
A\twoheadrightarrow A/I
$$
は反変にmorphism
$$
i:\operatorname{Spec}(A/I)\longrightarrow\operatorname{Spec}A
$$
を定めます。pointsはprimes containing $I$、従ってimageは $V(I)$。しかしstructure sheafはradical $\sqrt I$ ではなく $I$ itselfを記憶します。
$Y=\operatorname{Spec}A$ and ideal $I\subseteq A$ に対し
$$
V(I):=\operatorname{Spec}(A/I)\longrightarrow\operatorname{Spec}A
$$
を $I$ が定めるaffine closed subscheme|affine closed subschemeという。文脈によりsame symbol $V(I)$ をunderlying closed subsetにも用いる。
同じradicalを持つidealsはsame underlying subsetを持ちますが、closed subschemesとして同じとは限りません。
$i:V(I)\hookrightarrow\operatorname{Spec}A$ に対しcanonical sheaf map
$$
\mathcal O_{\operatorname{Spec}A}
\longrightarrow i_*\mathcal O_{V(I)}
$$
はsurjectiveである。its kernel $\widetilde I$ satisfies on every principal open $D(f)$
$$
\widetilde I(D(f))=I_f\subseteq A_f,
$$
and
$$
i_*\mathcal O_{V(I)}|_{D(f)}\cong\widetilde{A/I}|_{D(f)}.
$$
$D(f)\cap V(I)$ corresponds to the principal open $D(\bar f)$ of $\operatorname{Spec}(A/I)$。sections are
$$
(A/I)_{\bar f}.
$$
localization is exact for modules, and directly the map
$$
A_f\longrightarrow(A/I)_{\bar f},
\qquad
\frac a{f^n}\longmapsto\frac{\bar a}{\bar f^n}
$$
is surjective with kernel $I_f$。従ってclaim holds on principal-open basis. Surjectivity and kernel equality can be checked on stalks or a basis, so they hold as sheaf statements. □
このkernel sheaf $\widetilde I$ をclosed subschemeのideal sheafと呼びます。上の命題はstructure sheaf quotient for a closed subscheme|closed subschemeのstructure sheaf quotientを具体化しています。
scheme morphism $i:X\to Y$ がclosed immersion|closed immersionであるとは、every affine open $V=\operatorname{Spec}A\subseteq Y$ に対し、あるideal $I_V\subseteq A$ が存在して
$$
i^{-1}(V)\cong\operatorname{Spec}(A/I_V)
$$
over $V$ となることをいう。
「every affine open」は「some affine open cover」に弱めてもequivalentです。実際、quotient description is preserved by localization, and principal opens refine intersections of affine opens.
morphism $i:X\to Y$ がclosed immersionなら、次の二条件が成り立つ。
これはintrinsic properties of a closed immersion|closed immersionの内在的性質です。
On each affine open $V=\operatorname{Spec}A$, the inverse image $i^{-1}(V)=\operatorname{Spec}(A/I_V)$ maps homeomorphically to $V(I_V)$, and the quotient-map proposition gives sheaf surjectivity over $V$。These local closed subsets agree on overlaps because they are all the image of $X$。
The complement of the image has intersection $V\setminus V(I_V)$ with every member $V$ of an affine open cover of $Y$。Each such intersection is open, so the complement is open and the global image is closed. The local homeomorphisms to $V(I_V)$ agree with the same underlying map $i$, hence glue to a homeomorphism onto the image. Finally, sheaf surjectivity is detected on stalks; every stalk lies in some affine $V$, where surjectivity was proved. Thus both claims hold globally. □
scheme $Y$ 上のideal subsheaf $\mathcal I\subseteq\mathcal O_Y$ がquasi-coherent ideal sheaf|quasi-coherent ideal sheafであるとは、every affine open $V=\operatorname{Spec}A$ 上でsome ideal $I\subseteq A$ が存在し
$$
\mathcal I|_V\cong\widetilde I
$$
となることをいう。
fixed scheme $Y$ のclosed subschemes $X\hookrightarrow Y$ とquasi-coherent ideal sheaves $\mathcal I\subseteq\mathcal O_Y$ はcanonicalにbijectionする。対応は
$$
X\longmapsto\ker(\mathcal O_Y\to i_*\mathcal O_X),
\qquad
\mathcal I\longmapsto
(V(\mathcal I),\mathcal O_Y/\mathcal I)
$$
である。
affine open $V=\operatorname{Spec}A$ 上では、closed subscheme is $\operatorname{Spec}(A/I)$ for a unique ideal $I$。uniqueness follows because the kernel of $A\to A/I$ is $I$。On overlap principal opens, ideals localize: $I|_{D(f)}=I_f$。Therefore local ideals glue to a quasi-coherent ideal sheaf.
Conversely given $\mathcal I$, on each affine $V=\operatorname{Spec}A$ choose $I$ with $\mathcal I|_V=\widetilde I$ and form $\operatorname{Spec}(A/I)$。On overlaps these schemes agree because after refining by principal opens both are quotients by the same localized ideal. The gluing theorem produces a closed subscheme. Applying either construction twice recovers each local ideal and quotient, hence recovers the global object uniquely. □
これはclosed subschemes and quasi-coherent ideal sheaves|closed subschemesとquasi-coherent ideal sheavesの対応です。
closed subset $Z\subseteq Y$ may carry many closed subscheme structures. There is, however, a canonical reduced one.
closed subset $Z\subseteq Y$ has a unique reduced closed subscheme structure $Z_{\mathrm{red}}\hookrightarrow Y$ with underlying set $Z$。On $V=\operatorname{Spec}A$ where $Z\cap V=V(I)$, it is
$$
Z_{\mathrm{red}}\cap V
=\operatorname{Spec}(A/\sqrt I).
$$
radical ideals localize compatibly:
$$
S^{-1}\sqrt I=\sqrt{S^{-1}I}.
$$
Indeed $a/s$ has a power in $S^{-1}I$ iff some $t\in S$ satisfies $ta^n\in I$, equivalently $ta\in\sqrt I$ after possibly replacing $t$ by a power. Thus the local quotient schemes glue. Each $A/\sqrt I$ is reduced and has zero locus $V(I)$。
If another reduced closed subscheme on $Z$ is given locally by $A/J$, then $V(J)=V(I)$ implies $\sqrt J=\sqrt I$。Reducedness makes $J=\sqrt J$。Hence $J=\sqrt I$, proving uniqueness. □
これはreduced induced closed subscheme|reduced induced closed subschemeです。$V(x)$、$V(x^2)$、$V(x^3)$ all have reduction $V(x)$。
closed subschemes $X=V(I)$ and $Z=V(J)$ of $Y=\operatorname{Spec}A$ を考えます。
scheme-theoretic intersection and union are given by
$$
X\cap_YZ=X\times_YZ=V(I+J),
$$
$$
X\cup_YZ=V(I\cap J).
$$
Their underlying sets are the ordinary intersection and union.
fiber product ring is
$$
(A/I)\otimes_A(A/J)\cong A/(I+J),
$$
where $\bar a\otimes\bar b\mapsto\overline{ab}$ and inverse $\bar c\mapsto\bar c\otimes1$。Thus intersection formula follows.
For union,
$$
V(I\cap J)=V(IJ)=V(I)\cup V(J)
$$
as point sets. The ideal $I\cap J$ is the largest ideal contained in both $I$ and $J$。Therefore the quotient $A/(I\cap J)$ maps to both $A/I$ and $A/J$ and gives the smallest closed subscheme containing both. This universal property defines scheme-theoretic union. □
intersection may retain multiplicity. In $A=k[x,y]$, the $x$-axis $V(y)$ and parabola $V(y-x^2)$ intersect scheme-theoretically in
$$
V(y,y-x^2)=V(y,x^2)
\cong\operatorname{Spec}k[x]/(x^2),
$$
a double point. Ordinary set intersection would see only the origin.
second constructionをscheme-theoretic union of closed subschemes|closed subschemesのscheme-theoretic unionと呼びます。
subset $Z\subseteq Y$ is locally closed if it is open in its closure, equivalently $Z=U\cap F$ for some open $U$ and closed $F$ in $Y$。
morphism $i:X\to Y$ がlocally closed immersion|locally closed immersionであるとは、some open subscheme $U\subseteq Y$ through which $i$ factors as
$$
X\xrightarrow{c}U\xrightarrow{j}Y,
$$
where $c$ is a closed immersion and $j$ is an open immersion, となることをいう。
an open immersion and a closed immersion are both locally closed immersions: take $c$ or $j$ to be the identity.
a locally closed immersion is a homeomorphism onto a locally closed subset and induces a surjection
$$
\mathcal O_U\twoheadrightarrow c_*\mathcal O_X
$$
inside some open neighborhood $U$ of its image. Conversely, a locally closed subset with a closed subscheme structure inside an open $U$ determines a locally closed immersion into $Y$。
factor $i=j\circ c$ as in the definition. The image of $c$ is closed in $U$, hence $U\cap F$ for its closure $F$ in $Y$, so it is locally closed in $Y$。The homeomorphism and sheaf surjection follow from the closed immersion criterion inside $U$。
Conversely, if $Z$ is closed in an open $U\subseteq Y$ and is equipped with a closed subscheme structure $X\hookrightarrow U$, composing with $U\hookrightarrow Y$ gives the required factorization. □
For $x\in X$, the canonical residue-field morphism
$$
\operatorname{Spec}\kappa(x)\longrightarrow X
$$
is a locally closed immersion exactly when $\{x\}$ is locally closed in $X$。If $x$ is closed, it is the reduced closed subscheme at that point. Generic points usually are not locally closed; for example $(0)\in\operatorname{Spec}\mathbb Z$ is dense and not open, so its one-point image is not locally closed.
morphism $i:X\to Y$ がmonomorphism of schemes|monomorphismであるとは、every scheme $T$ and morphisms $a,b:T\to X$について
$$
i\circ a=i\circ b\quad\Longrightarrow\quad a=b
$$
となることをいう。
open, closed, and locally closed immersions are monomorphisms.
For open immersion $j:U\hookrightarrow Y$, a morphism $T\to Y$ whose image lies in $U$ factors uniquely through restricted locally ringed space $U$。Thus two factorizations are equal.
For closed immersion, work locally with $X=\operatorname{Spec}(A/I)$ and $Y=\operatorname{Spec}A$。Two maps $T\to X$ with same composite to $Y$ induce, on every affine open of $T$, the same ring map from $A$; because it kills $I$, the factorization through $A/I$ is unique. Therefore the maps agree locally and hence globally.
A locally closed immersion is a composite of a closed and an open immersion. A composite of monomorphisms is a monomorphism, proving all cases. □
これはimmersions are monomorphisms|immersionsのmonomorphism性です。
Each of open immersions, closed immersions, and locally closed immersions is stable under:
これはstability of immersions under composition and base change|immersionsの合成・base change安定性です。
For open immersions, composition corresponds to inclusion of open subsets. Under base change $Y'\to Y$, the pullback of $U\subseteq Y$ has underlying open subset inverse image of $U$ in $Y'$ and restricted structure sheaf, hence is an open immersion.
For closed immersions, composition is affine-locally composition of surjections
$$
A\twoheadrightarrow A/I\twoheadrightarrow(A/I)/J,
$$
again a quotient of $A$。For base change by $A\to B$,
$$
(A/I)\otimes_AB\cong B/IB,
$$
so the pullback is the closed immersion $\operatorname{Spec}(B/IB)\hookrightarrow\operatorname{Spec}B$。These affine computations glue.
For locally closed immersions, write $X\hookrightarrow U\hookrightarrow Y$ as closed then open. Base change each factor to obtain closed then open again. For composition, suppose $X$ is closed in $U$ with $U$ open in $Y$, and $Y$ is closed in $V$ with $V$ open in $Z$。Because $U$ is open in the subspace $Y$, there is an open $W\subseteq V$ with $U=Y\cap W$。Then $U$ is closed in $W$, and $X$ is closed in $U$, hence $X$ is closed in $W$。Since $W$ is open in $Z$, this factors $X\to Z$ as a closed immersion followed by an open immersion. Thus the composite is locally closed. □
An immediate consequence is that scheme-theoretic intersection of closed subschemes remains a closed subscheme after any base change, with ideal extended to the new base.
closed immersion $i:X\hookrightarrow Y$ with ideal sheaf $\mathcal I$ に対し
$$
\mathcal I/\mathcal I^2
$$
is an $\mathcal O_X=\mathcal O_Y/\mathcal I$-module。It records first-order equations normal to $X$ inside $Y$。For the double point $X=V(x^2)\subseteq\mathbb A^1$,
$$
I/I^2=(x^2)/(x^4)
$$
contains more infinitesimal information than the reduced point $V(x)$, whose conormal module is $(x)/(x^2)$ over $k$。Chapter 39 will connect this conormal module of a closed immersion|conormal module to Kähler differentials and tangent spaces.
$A$ をring、$f,g\in A$ とする。canonical map
$$
\operatorname{Spec}A_{fg}\longrightarrow\operatorname{Spec}A
$$
が $D(f)\cap D(g)$ へのopen immersionであることを示せ。また $(A_f)_g\cong A_{fg}$ をuniversal propertyから証明せよ。
point $\mathfrak p$ lies in $D(f)\cap D(g)$ iff neither $f$ nor $g$ lies in $\mathfrak p$。Since $\mathfrak p$ is prime, this is equivalent to $fg\notin\mathfrak p$, hence
$$
D(f)\cap D(g)=D(fg).
$$
principal open immersion proposition gives the first claim.
Both $(A_f)_g$ and $A_{fg}$ are universal $A$-algebras in which both $f$ and $g$ become units. In $A_{fg}$,
$$
f^{-1}=g(fg)^{-1},
\qquad
g^{-1}=f(fg)^{-1},
$$
so it indeed has this property. Uniqueness in the universal property gives mutually inverse maps and $(A_f)_g\cong A_{fg}$。□
$I=(x)$ and $J=(x^2)$ in $k[x]$ define same closed subset of $\mathbb A_k^1$ but nonisomorphic closed subschemes over $\mathbb A_k^1$であることを示せ。
radicals satisfy $\sqrt I=\sqrt J=(x)$, so $V(I)=V(J)=\{(x)\}$ as sets. The coordinate rings are
$$
k[x]/(x)\cong k,
\qquad
k[x]/(x^2).
$$
The first is reduced; the second contains nonzero nilpotent $\bar x$。Ring isomorphisms preserve nilpotents, so the schemes are not isomorphic. More strongly, an isomorphism over $\mathbb A^1$ would make the quotient maps from $k[x]$ have the same kernel, forcing $(x)=(x^2)$, impossible. □
In $Y=\operatorname{Spec}k[x,y]$, let $X=V(y)$ and $Z=V(y-x^m)$ for $m\ge1$。Compute $X\times_YZ$ and its length as a $k$-vector space. Interpret $m$。
intersection ideal is
$$
(y)+(y-x^m)=(y,x^m).
$$
Therefore
$$
X\times_YZ
\cong\operatorname{Spec}k[x,y]/(y,x^m)
\cong\operatorname{Spec}k[x]/(x^m).
$$
The residue classes $1,x,\ldots,x^{m-1}$ form a $k$-basis, so the length is $m$。Geometrically, $m$ is the contact order of the curve $y=x^m$ with the $x$-axis at the origin. For $m>1$, set intersection is one point but scheme intersection remembers tangency multiplicity. □
closed immersion $V(I)\hookrightarrow\operatorname{Spec}A$ をring map $A\to B$ でbase changeしたschemeをcomputeし、そのunderlying closed subsetがinverse image of $V(I)$ であることを示せ。
fiber product ring is
$$
(A/I)\otimes_AB\cong B/IB.
$$
従ってbase change is
$$
\operatorname{Spec}(B/IB)\hookrightarrow\operatorname{Spec}B.
$$
Its underlying subset is $V_B(IB)$。For $\mathfrak q\in\operatorname{Spec}B$,
$$
\mathfrak q\in V_B(IB)
\Longleftrightarrow IB\subseteq\mathfrak q
\Longleftrightarrow I\subseteq\mathfrak q\cap A
\Longleftrightarrow f(\mathfrak q)\in V_A(I).
$$
Thus it is exactly the set-theoretic inverse image. □
$U=D(x)\subseteq\mathbb A_k^2=\operatorname{Spec}k[x,y]$ and inside $U$ let $Z$ be defined by $y/x-1=0$。Show $Z\to\mathbb A_k^2$ is a locally closed immersion, identify its image, and determine its closure and reduced induced structure.
$U=\operatorname{Spec}k[x,y]_x$。The equation $y/x-1=0$ generates the same ideal as $y-x$ because $x$ is a unit on $U$。Thus
$$
Z=\operatorname{Spec}k[x,y]_x/(y-x)
\cong\operatorname{Spec}k[x,x^{-1}].
$$
It is closed in $U$, and $U$ is open in $\mathbb A^2$, so the composite is locally closed. Its image is
$$
\{(a,a)\mid a\ne0\},
$$
the diagonal line with origin removed. Its closure in $\mathbb A^2$ is the line $V(y-x)$。Since $(y-x)$ is prime, the quotient $k[x,y]/(y-x)\cong k[x]$ is reduced, so the reduced induced closure is exactly $\operatorname{Spec}k[x,y]/(y-x)$。□
open subschemes are built by localization, closed subschemes by quotient, and locally closed subschemes by combining the two. A closed subset alone forgets infinitesimal thickness; its full scheme structure is equivalent to a quasi-coherent ideal sheaf. Sum and intersection of ideals become scheme-theoretic intersection and union, and tangency appears as a nonreduced intersection such as $k[x]/(x^m)$。
All immersions are monomorphisms and remain immersions under composition and arbitrary base change. Thus they behave as genuine subobjects in the category of schemes. Next chapter will compare finite type, finite, quasi-finite, and dominant morphisms and determine what algebraic finiteness means geometrically for images and fibers.
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